Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that former Tennessee-based Farmers Financial Solutions broker Marvin White has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. White (CRD# 862895).
Marvin White has spent 29 years in the securities industry and was most recently registered with Farmers Financial Solutions in Pegram, Tennessee (2001-2018). Previous registrations include Prudential Securities Incorporated (1989-1991) and Thomson McKinnon Securities (1979-1989). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 27, 2001; SIE (Securities Industry Essentials Examination), which he obtained on June 6, 2018; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 5, 2001; and Series 7 (General Securities Representative Examination), which he obtained on February 21, 1979. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one FINRA sanction and was discharged from his former employer in connection to alleged rule violations.
The post Marvin White: Ex-Farmers Financial Solutions Rep Barred by FINRA appeared first on Stock Fraud News & Information.