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Joe Allbright: Investor Seeks $432,000 in Selling Away Complaint

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Joe AllbrightPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 31, 2018 indicate that former Texas-based Farmers Financial Solutions broker/adviser Joe Allbright has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Allbright (CRD# 3001630).

Joe Allbright has spent 19 years in the securities industry and was most recently registered as a broker with Farmers Financial Solutions in Odessa, Texas (2001-2017). He has been registered as an investment adviser with Horter Investment Management in Odessa, Texas since December 2017. He was previously registered with Sunset Financial Services in Kansas City, Missouri (1998-2001). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on November 7, 2017; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 16, 1998; SIE (Securities Industry Essentials Examination), which he obtained on October 3, 2017; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 19, 1998. He is currently not registered as a broker with any state or firm.

According to his BrokerCheck report, he has received one pending customer complaint.

The post Joe Allbright: Investor Seeks $432,000 in Selling Away Complaint appeared first on Stock Fraud News & Information.


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