Clik here to view.
Ka Lor Permanently Barred From Acting as a Broker
Public records published by the Financial Industry Regulatory Authority (FINRA) on February 23, 2017 indicate that former California-based Farmers Financial Solutions broker Ka Lor has been...
View ArticleClik here to view.
Vincent Payne Has Been Issued a Six Month Suspension
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 9, 2017 indicate that former California-based Farmers Financial Solutions broker Vincent Payne has...
View ArticleClik here to view.
Joe Allbright: Investor Seeks $432,000 in Selling Away Complaint
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 31, 2018 indicate that former Texas-based Farmers Financial Solutions broker/adviser...
View ArticleClik here to view.
Marvin White: Ex-Farmers Financial Solutions Rep Barred by FINRA
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that former Tennessee-based Farmers Financial Solutions broker Marvin White has...
View ArticleClik here to view.
Narinder Singh, Formerly a Registered Rep with Farmers, Embroiled in...
Narinder Singh (CRD#: 3100308), formerly a registered representative with Farmers Financial Solutions in Sacramento, California, is currently involved in a $1,237,500 customer dispute over investment...
View Article